Innovation and Integrity
New threats in recent years have placed infinitely greater demands on banks and financial institutions. With the calls for more financial transparency and quicker reporting of financial changes required by Sarbanes-Oxley and the Bank Secrecy Act/Anti-Money Laundering requirements, extended to financial institutions by the USA PATRIOT Act, it is crucial to have focused legal assistance to guide decision makers and asset managers through the intricacies of the ever-growing volumes of legislation. Becker Law provides that assistance to ensure compliance with these requirements.
Becker Law assists in advising on risk management strategies for banks, asset managers and financial businesses and advising on reporting requirements, developing privacy notices, negotiating data protection agreements with business partners and ensuring appropriate limits on access to and disclosure of personal information.
It is clear that risk-focused assessments require a more substantive due diligence process. Banks and financial service providers must deploy sufficient resources to support their BSA/AML compliance efforts. Becker Law has the commitment to provide these vital resources .
Our experience has shown that any matter evaluated for risk of loss or litigation should include a thorough reviewed for suspicious activity.